Key areas of compliance including all specific legislation, common law, codes, rules and standards (for examples of compliance requirements refer learner guide pp 4-7)
The consequences of non-compliance are listed against each activity.
Assign a priority rating to each requirement:
Priority 1 assigned to those that are critical and central to the organisation’s operations.
Priority 2 assigned to those that are important in some circumstances but are not central to the organisation’s operations.
Priority 3 assigned to those that are pertinent but are incidental to the organisation’s operations.
Appendix B – Compliance report template
Note: An example of requirements is included in line 1.
Business activities and responsibilities Compliance requirements ie legislation, regulations, case law, standards, codes of conduct, codes of practice, etc. Consequences of non-compliance.
Examples: imprisonment, fines, loss of accreditation, ongoing viability of the business, loss of goodwill, etc. Priority rating
1, 2 or 3
Example: Legal services pre-contractual negotiations (including advertising) Competition and Consumer Act 2010,
Schedule 2 – Australian Consumer Law
Misleading and deceptive conduct (s18)
Other specific false or misleading representations (ss29, 34)
Single price provisions (s48) For body corporate up to $1,100,00
For other up to $220,000
Loss of goodwill 1 – 3
Dependant
on the organisation
1
2
3
4
5
6
7
8
9
10
Project manager Signature Date
Project client/owner/sponsor Signature Date
Please this is not Essay would you please following the Instruction Thank you
