Violations of Securities Laws
You just received a hot stock tip from a friend. What can you use under Rule 10-B 5 and 16-B? Discuss the possible ramifications.
Your answer should comprise 1-2 typewritten pages (double-spaced). An ideal answer will provide a list of sources that you relied upon to formulate your answer as well as analysis that supports your answer. Merely stating the rules will not earn as many points as a well-thought out answer. Spelling, grammar and punctuation counts for 1/3 of the possible points. More than 2 mistakes will cause you to lose those points.
